Report on the Description of the National Settlement Depository Controls, Suitability of Controls Design and Operating Effectiveness,
12 October, 2015
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Objective 8. Controls provide reasonable assurance that business and information systems recovery plans are documented,
approved, tested and maintained, day-to-day activities could be restored as required, critical data is regularly saved on back up
servers
Ref # Control procedure
Testing performed
Results of tests
8.1
NSD has emergency management plans, based on which testing
of actions in case of emergency situation is regularly performed.
For the sample of testing inspected emergency plan existence
and results of their execution on and ensured that plans are
documented, approved, tested.
No exceptions noted
8.2
Data backup is performed daily according to the schedule set in
the system and is recoverable.
Inspected backup scheduler and the latest backups for ASER,
KBD, Alameda, SWIFT, CFT and DPO and ensured that critical
data was regularly saved on back up servers and was
recoverable.
No exceptions noted
