All securities admitted to placement/trading on PJSC Moscow Exchange, as well as most securities most frequently participating in OTC market settlements, are maintained at NSD. The complete list of securities maintained at NSD is available in the "Securities Maintained at NSD" section.
Securities acceptance for maintenance is carried out based on information and documents provided to NSD by the initiator of securities acceptance for maintenance and/or available at NSD.
Submitting a request for acceptance of Russian shares for maintenance at NSD is not required if these shares were admitted to OTC trading on PJSC Moscow Exchange at the request of a market participant.
When providing a minimum set of documents, the timing of securities acceptance for maintenance may be increased. NSD reserves the right to request missing documents for the security.
More detailed information on the rules for accepting securities for maintenance at NSD is presented in Section 4 of the "Conditions for Depository Activities of NKO AO NSD".
The list of information and documents submitted by interested parties for acceptance of each type of security for maintenance at NSD is presented below in the relevant sections.
To accept shares of Russian issuers for maintenance at NSD, the deponent who plans to credit securities to a depo account at NSD must send a request in any form to the email address russec@nsd.ru indicating the full name of the issuer, its TIN and OGRN, registration number assigned to the share issue and the name of the registrar maintaining the register of owners of registered securities of the issuer, as well as attach electronic copies of registered emission documents to the letter if available.
The regulations for interaction between NSD and issuers, as well as documents in accordance with which NSD interacts with issuers during the primary placement of bonds, both through the trading system and outside it, and their acceptance for maintenance are presented in the "Securities Issuers Maintenance" section.
To accept investment units for maintenance at NSD, the deponent who plans to credit securities to a depo account at NSD must send a request in any form to the email address russec@nsd.ru indicating the full name of the PIF, the PIF management company and the registrar maintaining the register of investment unit owners, as well as attach electronic copies of the following documents to the letter:
Rules of Trust Management of the Unit Investment Fund, with the mark of the Bank of Russia/specialized depository on registration/approval;
changes and additions to the Rules of Trust Management of the Unit Investment Fund, with the mark of the Bank of Russia/specialized depository on registration/approval.
To accept foreign securities for maintenance, the deponent who plans to credit securities to a depo account at NSD must send a request in any form to NSD at the email address forsec@nsd.ru indicating the ISIN codes of the securities and the planned date of their crediting, as well as attach electronic copies of emission documents to the letter if available.
NSD does not accept debt instruments for maintenance whose emission documents provide for accruals of financial instruments that do not comply with the requirements of the Directive.
Please note that before acceptance for maintenance, each security is considered on an individual basis. NSD reserves the right to refuse acceptance of a security for maintenance in the absence of sufficient information about the issue and issuer, in case of bond redemption within less than 60 calendar days from the date of sending the request, as well as in case of possible risk of NSD non-fulfillment of obligations to clients, upstream foreign depositories, as well as regulatory authorities of both Russia and countries under whose jurisdiction the issuers of issues specified in the application for acceptance for maintenance are located.
In the absence of ISIN and/or CFI codes for a foreign financial instrument, NSD may assist in obtaining them. Detailed information on this is provided in the "Services" section of the www.isin.ru website.
Features of operations with foreign securities of CIS countries are provided in the "Operations in CIS SD" section, with foreign securities maintained in upstream foreign depositories — in the "Operations in ICSD" section.