Mandatory Transfer of Securities Rights. Articles 5, 5.1, 5.3 and 5.5 of Federal Law No. 319-FZ dated 07/14/2022

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NSD has completed the acceptance of applications for the mandatory transfer of securities rights under Articles 5, 5.1, 5.3 and 5.5 of Federal Law No. 319-FZ dated 07/14/2022

For securities transferred under Articles 5 and 5.5, procedures for obtaining a transfer report, ceasing their separate accounting at NSD, transferring them to other Russian depositories, and receiving income remain in effect. Information on them is provided below.
Securities transferred under Articles 5.1 and 5.3 are already accounted for in other Russian depositories. For questions related to these securities, please contact the Russian depository that holds your depository account.

Frequently asked questions and answers regarding the mandatory transfer procedure are compiled in the FAQ section.

Information for holders of securities transferred under Articles 5 and 5.5

Procedure for ceasing separate accounting of securities credited as a result of mandatory transfer under Articles 5 and 5.5 of Law No. 319-FZ and transferring them to other Russian depositories;
Procedure for receiving income on securities credited as a result of mandatory transfer;
To transfer securities to your client depository, complete and submit Form S016;
To obtain a report or statement, complete and submit Form S018;
Also, current document forms are available in the Documents section.

You can obtain the mandatory transfer report at the NSD office located at: 12 Spartakovskaya St., Moscow (entrance from Pleteshkovsky Lane). The report will be issued to the applicant upon presentation of a passport, or to their representative upon presentation of a passport and a power of attorney with the appropriate authority (if such a power of attorney was previously provided to NSD, resubmission is not required). The request form can be completed at the NSD office.

Request Form

17 kB

To reduce waiting times for reports at the NSD office, we recommend scheduling an appointment in advance. Use the electronic form on the NSD website to book. In the 'Purpose of Visit' field, be sure to specify 'Receiving a mandatory transfer report (Art. 5 No. 319-FZ)'.

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Which securities can be transferred under Art. 5.1, 5.3 and 5.5 of Law No. 319-FZ?

Which securities cannot be transferred under Art. 5.1, 5.3 and 5.5 of Law No. 319-FZ?

In which cases is mandatory transfer by application of individuals or legal entities NOT provided under Art. 5.3 of Law No. 319-FZ?

In which cases is mandatory transfer by application of individuals or legal entities NOT provided under Art. 5.5 of Law No. 319-FZ?

Can documents be submitted for preliminary review?

My broker is asking questions about filling out the counter-instruction. Who can answer me/them?

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Non-bank credit institution joint-stock company National Settlement Depository (NKO JSC NSD) is the central securities depository of the Russian Federation. The status of the central securities depository was assigned by the Russian Federal Financial Markets Service by its order No. 12-2761/PZ-I dated November 6, 2012. License No. 045-12042-000100 dated February 19, 2009 for a professional participant in the securities market to carry out depository operations, issued by the Russian Federal Financial Markets Service. License No. 3294 for banking operations, issued on August 4, 2016 by the Bank of Russia. License No. 045-00004-000010 dated December 20, 2012 for clearing operations, issued by the Russian Federal Financial Markets Service. License No. 045-01 dated December 28, 2016, for repository operations, issued by the Bank of Russia. Location: Moscow, Spartakovskaya Street, Building 12. Personal data processing on the website is carried out in accordance with "Personal Data Processing Policy". By continuing to work on the website, you hereby confirm that you have read the Personal Data Processing Policy of JSC NSD, give your consent to JSC NSD to process your personal data in accordance with the terms of this policy, and also give your consent to the automated processing of your personal data (cookies, information about the actions you perform on the website, information about the devices used for this, date and time of the session), including using the Yandex.Metrica metric programs, by performing the following actions: collection, recording, systematization, accumulation, storage, clarification (updating, modification), retrieval, use, blocking, deletion, destruction, transfer (provision, access) to third parties providing JSC NSD with the service using metric programs. Data is processed to improve the website, enhance NSD's products and services, identify user preferences, and provide targeted information on NSD's products and services. This consent is valid from the moment it is provided and for the entire period of use of the website. If you refuse data processing by metric programs, you are informed of the need to stop using the website or disable cookies in your browser settings.