Ref. 03-20/936 dated 15 February 2019
Attn.: NSD's Clients
Further to our previous communication (Ref. 03-20/575 dated 4 February 2019), we would like to make a clarification related to reporting by NSD’s clients of information about reasons of non-disclosure of information about their clients that NSD will consider when submitting 0409713 Reporting Form 0409713 in accordance with Bank of Russia's Directive No. 4927-U dated 8 October 2018 "On the List, Templates and Methods of Preparation and Submission of Reporting Forms by Credit Organizations to the Central Bank of the Russian Federation".
Information about cases of non-disclosure by NSD’s clients of information about their clients, if non-disclosure of such information is stipulated in client agreements, should be provided only in case of drawing up a list of persons exercising the rights attached to the securities (Article 8.7-1 of Federal Law No. 39-FZ “On the Securities Market” dated 22 April 1996).
In case of any question related to this communication, you may contact your account managers at +7 495 956-27-90, +7 495 956-27-91.