Dear applicants!
On November 10, 2022, the 120-day period for accepting applications for the Forced Securities Recordkeeping Transfer under Federal Law No. 319-FZ dated 14 July 2022 ended.
All applicants whose applications were approved had a deposit account opened by the National Settlement Depository.
Securities in accordance with the Notification sent from NSD on the acceptance for execution of documents for the purpose of the Forced Securities Recordkeeping Transfer under Federal Law No. 319-FZ dated 14 July 2022 were credited to this account.
- The report on the results of the forced transfer can be obtained at the NSD office at the address: Moscow, Spartak str., 12 (entrance from Pleteshkovsky Lane). The report will be issued based on an applicant’s request upon presentation of a passport, or to his representative upon presentation of a passport and a power of attorney with the appropriate authority (if such a power of attorney was previously provided to NSD, re-provision is not required). The request can be filled in at the NSD office. Download the request form here (ссылка).
To reduce the waiting period for reports in the NSD office, we recommend you to make an appointment in advance. To make an appointment please use the electronic form on the NSD website. In the "Purpose of the visit" field, be sure to specify the following formulation: "Receiving a report on the results of the forced securities recordkeeping transfer (Article 5 319-FZ)". - If you have already provided the Details Form АА116 with no banking details indicated and your Application has been decided favourably, please complete and submit to NSD a notice of banking details. You may e-mail a scan copy of the signed details form to , and in this case the applicant must be indicated as the beneficiary of income.
All the necessary relevant information on the results of the forced securities recordkeeping transfer is collected below in the "Questions and Answers" section.
As soon as the securities are available to you (the blocking period ends) or if the blocking requirement does not apply to you, you need to submit an application for the transfer of securities to another depository. The application is submitted in person, at the NSD office at the address: Moscow, Spartak str., 12 (entrance from Pleteshkovsky Lane).
To reduce the waiting period for reports in the NSD office, we recommend you to make an appointment in advance. To male an application please use the electronic form on the NSD website.
If you are a depositor of NSD, the report will be sent to you as part of the standard EDI procedure.
If you are not a depositor of NSD, then, due to the fact that the account was opened to you without concluding a depository agreement and an EDO agreement with NSD based on the Article 5 319-FZ, you can receive a paper report at the NSD office at the address: Moscow, Spartak str., 12 (entrance from the Pleteshkovsky lane).
To reduce the waiting period for reports in the NSD office, we recommend you to make an appointment in advance. To make an appointment please use the electronic form on the NSD website. In the "Purpose of the visit" field, be sure to specify the following formulation: "Receiving a report on the results of the forced securities recordkeeping transfer (Article 5 319-FZ)".
The report will be issued based on an applicant’s request upon presentation of a passport, or to his representative upon presentation of a passport and a power of attorney with the appropriate authority (if such a power of attorney was previously provided to NSD, re-provision is not required). The request can be filled in at the NSD office.
If you submitted the application form AA116 without specifying bank details and a positive decision was made on your application, you need to fill in and send a notification about bank details to NSD. The signed form can be sent as a scan to the email address , in this case, the applicant must be indicated as the recipient of the income.
You acquire all, without exception, the rights to securities credited on an account as a result of a forced securities recordkeeping transfer.
No, any transfers of securities are not available until the termination of a blocking period.
Yes, while the securities are recorded in the owner's account in NSD, NSD acts as a tax agent for them and withholds tax.
You will be able to receive payments that are expected in the future for the bank details that were specified in the application for forced securities recordkeeping transfer or additionally provided to NSD by email in accordance with the established form (the form of Notification of bank details).